Legal & Compliance
REGCO is an independent legal and compliance firm advising financial institutions in Switzerland. Our experienced team supports banks, insurance companies and asset managers in understanding and complying with regulatory requirements.
Expertise
Tax Compliance
AEI/CRS, FATCA and QI are some of our fields of expertise. Throughout the past years, we have assisted many financial institutions with implementing today’s global tax compliance standards.
AML / KYC
We assist financial institutions in Switzerland in complying with AML/KYC requirements, including the Agreement on the Swiss banks’ code of conduct with regard to the exercise of due diligence (CDB). Our experts advise on daily business and project related questions.
Cross Border Compliance
Our team helps banks with international businesses to understand and follow best practices of cross border compliance.
Internal Investigations / Internal Audit
REGCO supports your compliance, risk or internal audit functions with reviewing existing procedures and controls and helps you to identify and remedy deficiencies. Moreover, we assist financial institutions with the investigation of potential misconduct or regulatory breaches.
Activities
Regulatory Projects
Rely on our expertise and experience for your regulatory project. REGCO will help you understand the requirements and implement efficient procedures and controls.
Daily Business Support
Our Competence Center supports compliance and front office units with daily business questions around client documentation.
Special Projects & Investigations
REGCO provides support for special compliance projects regulatory health checks, compliance reviews and other internal investigations.
Classroom Trainings
REGCO plans and conducts trainings on key compliance topics, both for back office and client facing staff.